Engagement Management

• Audit Report Budget—Nov-2015
• Audit Report Submission—Aug-2021 (Performance Audit)
• Consultation Template—Dec-2022
• Engagement Risk Assessment (ERAT)—Dec-2022
• Engagement and Solicitor-Client Privilege Letter—Dec-2023 (Special Examinations)
• Exception Report—Jul-2013
• Independence Confirmation—Jun-2019
• Independence—Frequently Asked Questions (FAQ)—Jul-2020
• Key Dates for Special Examination Reports—Aug-2021 (Special Examinations)
• Kick-off Meeting Checklist—Dec-2022
• Letter of Notification and Solicitor-Client Privilege—Dec-2023 (Performance Audit)
• Minutes of Meetings and Interviews—Nov-2015
• Performance Audit Product Change Request—Jan-2021
• Register of Audit Information Requested and Received—Nov-2013
• Register of Hard Copy Controlled Documents—Nov-2014
• Request for Cabinet Documents—Jul-2019
• Request for TB Submissions—Jul-2019
• TeamMate Protocol for Performance Audits and Special Examinations—Nov-2015
• What to Expect—A Crown Corporation’s Guide to a Special Examination (Presentation)—Aug-2021 (Special Examinations)
• What to Expect—An Auditee’s Guide to the Performance Audit Process (Presentation)—Jul-2020 (Performance Audit)

Significant Judgments and Quality Review

• Checklist for sign-offs in the audit working paper software —Dec-2022 (Special Examinations)
• Checklist for sign-offs in the audit working paper software —Dec-2022 (Performance Audit)
• Differences of Opinion—Jul-2013
• Disposition of Advice—Dec-2022
• Engagement Quality Reviewer Checklist and Sign-Off (CSQM 2)—Dec-2022
• Quality Reviewer Checklist (for engagements that started before December 15, 2022)—Jul-2020
• Significant Judgments—Jul-2020

Planning

• Audit Logic Matrix—Jul-2019
• Audit Plan Summary—Dec-2022 (Performance Audit)
• Audit Plan Summary Letter to the Deputy Head—Aug-2020 (Performance Audit)
• Audit Program—Nov-2015
• CODI Email Template—Aug-2021
• CODI Email Validation Form—Apr-2017
• CODI Email for the OAG’s External Parties—Aug-2021
• CODI Instructions for Entity Officials—Nov-2018
• CODI Instructions for the OAG’s External Parties—Nov-2016
• Control Worksheet—Jul-2020
• Entity Scoped Out of the Audit Letter—Nov-2017 (Performance Audit)
• Functional Risk Identification (FRIT)—May-2024
• Memorandum for Advisory Committee Meeting during Planning Phase—Jul-2020
• Risk and Control Assessment (RCAT)—Nov-2018
• Sampling Plan—Nov-2017
• Special Examination Audit Approach—Dec-2022 (Special Examinations)
• Special Examination Plan—Dec-2022 (Special Examinations)
• Special Examination Plan Letter to the Audit Committee of the Board of Directors—Nov-2017 (Special Examinations)
• Special Examination Plan Letter to the Head of the Crown Corporation—Jul-2019 (Special Examinations)

Examination

• Findings Blocks for the Performance Audit Report—Dec-2019 (Performance Audit)
• Findings Blocks for the Special Examination Report—Dec-2019 (Special Examinations)
• Independent Review Report—Dec-2022
• Memorandum for Advisory Committee Meeting during Examination Phase—Jul-2020
• Performance Audit Report—May-2024 (Performance Audit)
• Preliminary Outline of Findings—Dec-2019 (Performance Audit)
• Special Examination Report—Jun-2024 (Special Examinations)
• Study Report—Dec-2022

Reporting

• Checklist—Assurance on the Application of Reporting Standards and Policies—Dec-2022
• Edit and Translation Request—Aug-2021
• Entity Hard Copy Transmission Draft Audit Report Letter—Nov-2018 (Performance Audit)
• Entity Hard Copy Transmission Draft Audit Report Letter—Jul-2019 (Special Examinations)
• Entity PX Draft Audit Report Letter—Aug-2022 (Special Examinations)
• Entity PX Draft Audit Report Letter—Dec-2022 (Performance Audit)
• Entity Translation of Final Audit Report Letter—Nov-2018 (Performance Audit)
• Entity Transmission Draft Audit Report Letter—Dec-2022 (Performance Audit)
• Entity Transmission Draft Audit Report Letter—Nov-2017 (Special Examinations)
• Management Letter—Nov-2018
• PX Draft External Advisers Clearance Letter—Nov-2017
• Survey Following a Special Examination—Electronic Version—Jun-2020 (Special Examinations)
• Third Party Letter—Jul-2019
• Transmission of Final Special Examination Report to Board Members Letter—Dec-2022 (Special Examinations)

Post-audit

• Audit Records Checklist—Nov-2011
• New Material to be Managed by Records Operations—Nov-2011
• Product Completion Form—Aug-2021
• Survey Following a Study—Jun-2020